Configure Audit Filters on Self-Managed Deployments

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Audit Filter Syntax

Filter Configuration at Runtime
Filter Configuration at System Startup
Examples
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Note

Auditing in MongoDB Atlas

MongoDB Atlas supports auditing for all M10 and larger clusters. Atlas supports specifying a JSON-formatted audit filter as documented below and using the Atlas audit filter builder for simplified auditing configuration. To learn more, see the Atlas documentation for Set Up Database Auditing and Configure a Custom Auditing Filter.

MongoDB Enterprise supports auditing of various operations. When enabled, the audit facility, by default, records all auditable operations as detailed in Audit Event Actions, Details, and Results. You can specify event filters to limit which events are recorded.

You can configure audit filters at startup or you can configure MongoDB to allow filter configuration at runtime.

Audit Filter Syntax

Audit filters have the same form as query predicate documents specified to find commands. To see example audit filters, see Examples.

Filter Configuration at Runtime

Starting in MongoDB 5.0, audit configurations for mongod and mongos nodes can be configured at runtime. A group of these nodes can take part in a distributed audit configuration.

To include a node in a distributed audit configuration, update the node's configuration file as follows and restart the server.

Parameter	Value
`auditLog.runtimeConfiguration`	`true`
`auditLog.filter`	Unset
`auditAuthorizationSuccess`	Unset

The server logs an error and fails to start if:

runtimeConfiguration is true and
either auditLog.filter or auditAuthorizationSuccess is set.

To modify audit filters and the auditAuthorizationSuccess parameter at runtime, see setAuditConfig.

Filter Configuration at System Startup

Audit filters can be specified on the command line or else in the configuration file used to start the mongod or mongos instance.

Configuration File Usage

Filters can be specified in YAML under the auditLog session of the configuration file. See the examples below for sample configurations.

Note

If runtimeConfiguration is enabled, then the configuration file cannot be used to specify audit filters.

Examples

Record All Auditable Events

To record all auditable events, do not specify an audit filter. By default, the audit facility records all auditable operations.

Filter for Multiple Operation Types

The following example audits only the createCollection and dropCollection actions by using the filter:

{ atype: { $in: [ "createCollection", "dropCollection" ] } }

To specify an audit filter, enclose the filter document in single quotes to pass the document as a string.

mongod --dbpath data/db --auditDestination file --auditFilter '{ atype: { $in: [ "createCollection", "dropCollection" ] } }' --auditFormat BSON --auditPath data/db/auditLog.bson

Include additional options as required for your configuration. For instance, if you wish remote clients to connect to your deployment or your deployment members are run on different hosts, specify the --bind_ip.

To specify the audit filter in a configuration file, you must use the YAML format of the configuration file.

storage:
   dbPath: data/db
auditLog:
   destination: file
   format: BSON
   path: data/db/auditLog.bson
   filter: '{ atype: { $in: [ "createCollection", "dropCollection" ] } }'

Filter on Authentication Operations on a Single Database

The <field> can include any field in the audit message. For authentication operations (i.e. atype: "authenticate"), the audit messages include a db field in the param document.

The following example audits only the authenticate operations that occur against the test database by using the filter:

{ atype: "authenticate", "param.db": "test" }

To specify an audit filter, enclose the filter document in single quotes to pass the document as a string.

mongod --dbpath data/db --auth --auditDestination file --auditFilter '{ atype: "authenticate", "param.db": "test" }' --auditFormat BSON --auditPath data/db/auditLog.bson

To specify the audit filter in a configuration file, you must use the YAML format of the configuration file.

storage:
   dbPath: data/db
security:
   authorization: enabled
auditLog:
   destination: file
   format: BSON
   path: data/db/auditLog.bson
   filter: '{ atype: "authenticate", "param.db": "test" }'

To filter on all authenticate operations across databases, omit "param.db": "test" and use the filter { atype: "authenticate" }.

Filter on Collection Creation and Drop Operations for a Single Database

The <field> can include any field in the audit message. For collection creation and drop operations (i.e. atype: "createCollection" and atype: "dropCollection"), the audit messages include a namespace ns field in the param document.

The following example audits only the createCollection and dropCollection operations that occur against the test database by using the filter:

Note

The regular expression requires two backslashes (\\) to escape the dot (.).

{ atype: { $in: [ "createCollection", "dropCollection" ] }, "param.ns": /^test\\./ } }

To specify an audit filter, enclose the filter document in single quotes to pass the document as a string.

mongod --dbpath data/db --auth --auditDestination file --auditFilter '{ atype: { $in: [ "createCollection", "dropCollection" ] }, "param.ns": /^test\\./ } }' --auditFormat BSON --auditPath data/db/auditLog.bson

To specify the audit filter in a configuration file, you must use the YAML format of the configuration file.

storage:
   dbPath: data/db
security:
   authorization: enabled
auditLog:
   destination: file
   format: BSON
   path: data/db/auditLog.bson
   filter: '{ atype: { $in: [ "createCollection", "dropCollection" ] }, "param.ns": /^test\\./ } }'

Filter by Authorization Role

The following example audits operations by users with readWrite role on the test database, including users with roles that inherit from readWrite, by using the filter:

{ roles: { role: "readWrite", db: "test" } }

To specify an audit filter, enclose the filter document in single quotes to pass the document as a string.

mongod --dbpath data/db --auth --auditDestination file --auditFilter '{ roles: { role: "readWrite", db: "test" } }' --auditFormat BSON --auditPath data/db/auditLog.bson

To specify the audit filter in a configuration file, you must use the YAML format of the configuration file.

storage:
   dbPath: data/db
security:
   authorization: enabled
auditLog:
   destination: file
   format: BSON
   path: data/db/auditLog.bson
   filter: '{ roles: { role: "readWrite", db: "test" } }'

Filter on Read and Write Operations

To capture read and write operations in the audit, you must also enable the audit system to log authorization successes using the auditAuthorizationSuccess parameter. [1]

Note

Enabling auditAuthorizationSuccess degrades performance more than logging only the authorization failures.

This filter audits multiple read and write operations:

{
   atype: "authCheck",
   "param.command": { $in: [ "find", "insert", "delete", "update", "findAndModify" ] }
}

The audited operations include:

To specify an audit filter, enclose the filter document in single quotes to pass the document as a string.

mongod --dbpath data/db --auth --setParameter auditAuthorizationSuccess=true --auditDestination file --auditFilter '{ atype: "authCheck", "param.command": { $in: [ "find", "insert", "delete", "update", "findAndModify" ] } }' --auditFormat BSON --auditPath data/db/auditLog.bson

To specify the audit filter in a configuration file, you must use the YAML format of the configuration file.

storage:
   dbPath: data/db
security:
   authorization: enabled
auditLog:
   destination: file
   format: BSON
   path: data/db/auditLog.bson
   filter: '{ atype: "authCheck", "param.command": { $in: [ "find", "insert", "delete", "update", "findAndModify" ] } }'
setParameter: { auditAuthorizationSuccess: true }

Filter on Read and Write Operations for a Collection

To capture read and write operations in the audit, you must also enable the audit system to log authorization successes using the auditAuthorizationSuccess parameter. [1]

Note

Enabling auditAuthorizationSuccess degrades performance more than logging only the authorization failures.

This filter audits multiple read and write operations on the orders collection in the test database:

{
    atype: "authCheck",
    "param.ns": "test.orders",
    "param.command": { $in: [ "find", "insert", "delete", "update", "findAndModify" ] }
}

The audited operations include:

To specify an audit filter, enclose the filter document in single quotes to pass the document as a string.

mongod --dbpath data/db --auth --setParameter auditAuthorizationSuccess=true --auditDestination file --auditFilter '{ atype: "authCheck", "param.ns": "test.orders", "param.command": { $in: [ "find", "insert", "delete", "update", "findAndModify" ] } }' --auditFormat BSON --auditPath data/db/auditLog.bson

To specify the audit filter in a configuration file, you must use the YAML format of the configuration file.

storage:
   dbPath: data/db
security:
   authorization: enabled
auditLog:
   destination: file
   format: BSON
   path: data/db/auditLog.bson
   filter: '{ atype: "authCheck", "param.ns": "test.orders", "param.command": { $in: [ "find", "insert", "delete", "update", "findAndModify" ] } }'
setParameter: { auditAuthorizationSuccess: true }

Specify Top-Level Query Operators ($or)

To filter on multiple audit message fields, you can specify a top-level query operator like $or. For example, the following filter captures operations where either atype is authenticate or the operation was performed by a user with the readWrite role:

{
   $or: [
      { atype: "authenticate" },
      { "roles.role": "readWrite" }
   ]
}

To specify an audit filter, enclose the filter document in single quotes to pass the document as a string.

mongod --dbpath data/db --auth --setParameter auditAuthorizationSuccess=true --auditDestination file --auditFilter '{ $or: [ { atype: "authenticate" }, { "roles.role": "readWrite" } ] }' --auditFormat BSON --auditPath data/db/auditLog.bson

To specify the audit filter in a configuration file, you must use the YAML format of the configuration file.

storage:
   dbPath: data/db
security:
   authorization: enabled
auditLog:
   destination: file
   format: BSON
   path: data/db/auditLog.bson
   filter: '{ $or: [ { atype: "authenticate" }, { "roles.role": "readWrite" } ] }'

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[1]	(1, 2) You can enable `auditAuthorizationSuccess` parameter without enabling `--auth`; however, all operations will return success for authorization checks.

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